federal enforcement actions, filings and court records, from official sources

••• ⚠️ Newsticker presented by CFExclusion.com ⚠️ ••• 🚨 FRAUD WATCH — Federal authorities announced charges against 16 noncitizens in alleged election-related crimes, including illegal voting and fraudulent voter registration; defendants remain presumed innocent.  • 🤖 AI SECURITY — Researchers report autonomous AI agents attempting hacking techniques against government websites, while malicious AI tools are increasingly being used in cyberattacks.  • 💻 ONLINE THEFT — The FBI says multiple suspects have been arrested in the ShinyHunters data-theft investigation following attacks involving stolen information and extortion.  • 🇺🇸 TRUMP — Trump announced a federal “Super Intelligence Force” to coordinate America’s AI strategy and maintain U.S. technological leadership.  • 🏛️ POLITICS — With one month until the midterms, control of Congress is tightening into a major national battle.  • 🔎 AI SCREENING — As fraud, stolen identities and automated attacks accelerate, AI-based scre

Records through Sunday, October 11, 2026 DOJ · SEC · FTC · FDA · CFPB · CFTC · FINRA · OCC · Federal Register · CourtListener · SCOTUSblog

U.S. Securities and Exchange Commission (page 3 of 4)

181 records since March 12, 2026, newest first.

Final Judgment - Arthur Apr 11, 2026 · SEC litigation document
Opinion Granting Summary Judgment - Bongiorno Apr 11, 2026 · SEC litigation document
Final Judgment - Bongiorno Apr 11, 2026 · SEC litigation document
SEC Appoints David Woodcock as Director of the Division of Enforcement Apr 9, 2026 · SEC press release
SEC Announces Enforcement Results for Fiscal Year 2025 Apr 8, 2026 · SEC press release
Order Granting SEC's Motion for Summary Judgment as to Henry Abdo Apr 2, 2026 · SEC litigation document
Final Judgment - Titanium Capital LLC Apr 2, 2026 · SEC litigation document
Final Judgment - Henry Abdo Apr 2, 2026 · SEC litigation document
Final Judgment - Daniel McCormick Apr 2, 2026 · SEC litigation document
Final Judgment - Brent Cranmer Apr 2, 2026 · SEC litigation document
Final Judgment - P/E Capital Investment Management Partners Apr 2, 2026 · SEC litigation document
Final Judgment - Eliseo Jojo Prisno Apr 2, 2026 · SEC litigation document
SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From Agency Mar 30, 2026 · SEC press release
SEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap Dealers Mar 30, 2026 · SEC press release
SEC Clarifies the Application of Federal Securities Laws to Crypto Assets Mar 30, 2026 · SEC press release
Final Judgment - Bin Hao Mar 30, 2026 · SEC litigation document
Final Judgment - Suzee Han Mar 30, 2026 · SEC litigation document
Final Judgment - Samir Rao Mar 30, 2026 · SEC litigation document
Memorandum of Law ISO Motion to Compel as to the Defendants Mar 30, 2026 · SEC litigation document
Application for Order to Compel Compliance with Administrative Subpoena as to the Defendants Mar 30, 2026 · SEC litigation document
Joint Stipulation of Dismissal Mar 13, 2026 · SEC litigation document
Paul Tzur and David Morrell Named Deputy Directors of the Division of Enforcement Mar 12, 2026 · SEC press release
SEC Approves 2026 PCAOB Budget and Accounting Support Fee Mar 12, 2026 · SEC press release
SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud Mar 12, 2026 · SEC press release
SEC’s Division of Enforcement Announces Updates to Enforcement Manual Mar 12, 2026 · SEC press release
Final Judgment - Landes Prive, LLC, Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB, and HekYeah, LLC Mar 12, 2026 · SEC litigation document
Final Judgment - Brenda M. Bisner Mar 12, 2026 · SEC litigation document
Final Judgment - Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB Mar 12, 2026 · SEC litigation document
Final Judgment - Justin D. Smith Mar 12, 2026 · SEC litigation document
Final Judgment - Prosperity Consultants, LLC Mar 12, 2026 · SEC litigation document
Final Judgment - Justin R. Kimbrough Mar 12, 2026 · SEC litigation document
Joint Stipulation to Dismiss and Releases - Ozy Media, Inc. Mar 12, 2026 · SEC litigation document
Joint Stipulation to Dismiss and Releases - Carlos R. Watson, Jr. Mar 12, 2026 · SEC litigation document
Motion for Dismissal of Claims Mar 12, 2026 · SEC litigation document
Final Judgment - Arthur P. Pizzello Mar 12, 2026 · SEC litigation document
Final Judgment - Robert Quattrocchi Mar 12, 2026 · SEC litigation document
Final Judgment - Joshua Link Mar 12, 2026 · SEC litigation document
Final Judgment - Jed Wood Mar 12, 2026 · SEC litigation document
Final Judgment - Agridime Mar 12, 2026 · SEC litigation document
Final Judgment - Bond-Nelson Mar 12, 2026 · SEC litigation document
Final Judgment - Taylor Mar 12, 2026 · SEC litigation document
Final Judgment - Tournant Mar 12, 2026 · SEC litigation document
Notice - Thomas Weisel Partners Mar 12, 2026 · SEC litigation document
Notice - Deutsche Bank Securities Inc. Mar 12, 2026 · SEC litigation document
Notice - Morgan Stanley& Co. Incorporated Mar 12, 2026 · SEC litigation document
Notice - Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation Mar 12, 2026 · SEC litigation document
Notice - Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Mar 12, 2026 · SEC litigation document
Notice - Goldman, Sachs & Co. Mar 12, 2026 · SEC litigation document
Notice- UBC Securities f/k/a UBS Warberg LLC Mar 12, 2026 · SEC litigation document
Notice - Bancorp Piper Jaffray Inc. Mar 12, 2026 · SEC litigation document