federal enforcement actions, filings and court records, from official sources

••• ⚠️ Newsticker presented by CFExclusion.com ⚠️ ••• 🚨 FRAUD WATCH — Federal authorities announced charges against 16 noncitizens in alleged election-related crimes, including illegal voting and fraudulent voter registration; defendants remain presumed innocent.  • 🤖 AI SECURITY — Researchers report autonomous AI agents attempting hacking techniques against government websites, while malicious AI tools are increasingly being used in cyberattacks.  • 💻 ONLINE THEFT — The FBI says multiple suspects have been arrested in the ShinyHunters data-theft investigation following attacks involving stolen information and extortion.  • 🇺🇸 TRUMP — Trump announced a federal “Super Intelligence Force” to coordinate America’s AI strategy and maintain U.S. technological leadership.  • 🏛️ POLITICS — With one month until the midterms, control of Congress is tightening into a major national battle.  • 🔎 AI SCREENING — As fraud, stolen identities and automated attacks accelerate, AI-based scre

Records through Sunday, October 11, 2026 DOJ · SEC · FTC · FDA · CFPB · CFTC · FINRA · OCC · Federal Register · CourtListener · SCOTUSblog

U.S. Securities and Exchange Commission (page 2 of 4)

181 records since March 12, 2026, newest first.

Final Judgment - Gotbit Consulting LLC Aug 4, 2026 · SEC litigation document
Final Judgment - Sal N. Ortiz Jul 25, 2026 · SEC litigation document
Final Judgment - Ali Derakhshanfar Jul 25, 2026 · SEC litigation document
Final Judgment - Gauntlet Holdings, LLC and Darrell W. Rideaux Jul 25, 2026 · SEC litigation document
Amended Order Granting in Part and Denying in Part Remedies and Entry of Final Judgment Jul 24, 2026 · SEC litigation document
Final Judgment - Jamey Denise Jackson Jul 24, 2026 · SEC litigation document
Consent of Jamey Denise Jackson Jul 24, 2026 · SEC litigation document
Consent of Semisub Inc. Jul 24, 2026 · SEC litigation document
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon Jul 23, 2026 · SEC press release
Revised Final Judgment Jul 18, 2026 · SEC litigation document
Proposed Final Judgment - YouPlus, Inc. Jul 14, 2026 · SEC litigation document
Consent of YouPlus, Inc. Jul 14, 2026 · SEC litigation document
Proposed Final Judgment - Shaukat Shamim Jul 14, 2026 · SEC litigation document
Consent - Shaukat Shamim Jul 14, 2026 · SEC litigation document
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors Jul 11, 2026 · SEC press release
Declaration of Nancy Iheanacho - Appendix B Jul 11, 2026 · SEC litigation document
Declaration of Nancy Iheanacho - Appendix A Jul 11, 2026 · SEC litigation document
Declaration of Nancy Iheanacho Jul 11, 2026 · SEC litigation document
Final Judgment - Mark Jacobs Jul 11, 2026 · SEC litigation document
Final Judgment - Andrew Kaufman Jul 11, 2026 · SEC litigation document
Final Judgment - Robert Yedid Jul 11, 2026 · SEC litigation document
Commission’s Status Report Regarding Final Judgment Against Defendant Rajesh Taneja Jul 11, 2026 · SEC litigation document
Final Judgment -Christopher McKnight Jul 11, 2026 · SEC litigation document
Final Judgment -Steve Bajic Jul 11, 2026 · SEC litigation document
SEC Forms New Retail Fraud Working Group Jul 9, 2026 · SEC press release
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Amend the Short Term Option Series Program Related to Qualifying Securities Jul 2, 2026 · Trade or tariff notice (Federal Register)
Judgment - La Mancha Jul 2, 2026 · SEC litigation document
Judgment - Kushner Jul 2, 2026 · SEC litigation document
Final Judgment - Michael Bowen Jun 27, 2026 · SEC litigation document
Consent of Defendant Jun 17, 2026 · SEC litigation document
Judgment - Gerard Ryan Jun 16, 2026 · SEC litigation document
Final Judgment - Ross Gregory Erskine Jun 4, 2026 · SEC litigation document
SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions May 20, 2026 · SEC press release
SEC Charges 21 Individuals With Alleged Wide-Reaching Insider Trading Scheme May 17, 2026 · SEC press release
Final Judgment - Robert Newell May 17, 2026 · SEC litigation document
Consent of and Final Judgment as to Sagar Adani May 17, 2026 · SEC litigation document
Consent of and Final Judgment as to Gautam Adani May 17, 2026 · SEC litigation document
SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme May 7, 2026 · SEC press release
Final Judgment - DaveGlo Investment Group, Inc. May 7, 2026 · SEC litigation document
Final Judgment - David P. Ortiz May 7, 2026 · SEC litigation document
Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC May 1, 2026 · SEC press release
Final Judgment - Treusch May 1, 2026 · SEC litigation document
Final Judgment - Lloyd May 1, 2026 · SEC litigation document
Final Judgment - Flagg May 1, 2026 · SEC litigation document
Order and Final Judgment Apr 29, 2026 · SEC litigation document
Final Judgment by Default Apr 26, 2026 · SEC litigation document
Judgment - Estate of Dale Dahmen Apr 16, 2026 · SEC litigation document
Final Judgment - Estate of Richard Myre Apr 16, 2026 · SEC litigation document
Amended Judgment - Spartan Trading Company, LLC Apr 16, 2026 · SEC litigation document
Final Judgment - Geoffrey Allen Wall Apr 11, 2026 · SEC litigation document